Financial advisors’ credentials may indicate specialized knowledge, but it’s difficult for investors to understand them all.
Tag: financial industry regulatory authority
Robinhood Was Behind Phantom Surge in Berkshire Hathaway Trade Volumes, Study Finds
listen to the article (1 minute) Sudden jump in trading volume in class A shares Warren…
Arbitrator Award $52 Million to Former DE Shaw Partner
A former partner of hedge-fund giant Dee Shaw Group was awarded $52 million by an industry…
SEC’s stock-trading rules reform faces criticism from Wall Street
Brokerages and trading firms pushed strongly against Securities and Exchange Commission Chairman Gary Gensler’s proposed changes…
SEC considers routing equity trades in competitive auctions, says Gensler
Chairman of the Securities and Exchange Commission Gary Gensler He said he has asked agency employees…
WSJ News Exclusive | SEC closes on rules that could reshape stock market operations
WASHINGTON – The Securities and Exchange Commission is preparing to propose major changes to the plumbing…