The SEC says the firm’s asset-management arm failed to always screen investments as plans required.
Tag: Regulatory Breach
Gol Airline Will Pay $41.5 Million to Settle Bribery Charges With U.S., Brazilian Authorities
A Gol aircraft preparing to land in Rio de Janeiro. The $41.5 million fine represented a…
WSJ News Exclusive | DEA Investigating ADHD Telehealth Provider Done
U.S. Drug Enforcement Administration agents have questioned people about telehealth company Done Global Inc.’s practices for…
Najib Razak, Malaysia’s Ex-Prime Minister, to Be Imprisoned After Losing Final 1MDB Appeal
By Feliz Solomon and Ying Xian Wong Aug. 23, 2022 5:01 am ET KUALA LUMPUR—Former Prime…
New Legislation Expands Role of Government in Private Markets
With two bills advanced through Congress in recent weeks, the Biden administration has grown the federal…
Opinion | Walmart Takes On Lina Khan
Federal Trade Commission Chair Lina Khan has been smacking around businesses, but last week Walmart swung…