The move comes ahead of a congressional hearing on the Federal Trade Commission’s Twitter investigation.
Tag: regulatory violation
Merrill Lynch to Pay $12 Million for Failing to File Hundreds of Suspicious Activity Reports
Anti-money-laundering rules require broker-dealers to report transactions over $5,000 to regulators, but Merrill’s parent used a…
WSJ News Exclusive | Google Violated Its Standards in Ad Deals, Research Finds
New research shows that nearly 80% of Google’s video ad placements on third-party sites violate the…
Ex-Coinbase Manager Settling SEC’s Crypto Insider-Trading Claims
The settlement ends the lawsuit that focused on which digital assets are securities.
WSJ News Exclusive | Record $279 Million Whistleblower Award Went to a Tipster on Ericsson
The biggest award ever in the SEC’s cash-for-tips program was related to a bribery case against…
Royal Philips to Pay $62 Million to Settle China Bribery Probe
Regulators said the Amsterdam-based company used special price discounts for distributors and manipulated Chinese procurement processes…